Here's an overview of our monthly compliance and enforcement updates:
- FCA cancels Umuthi Healthcare Solutions’ shares
- FCA prosecutes five individuals over ‘all-or-nothing’ investment scheme
- FCA progresses market abuse claim against Globo Plc chiefs
- FCA bans director with violent criminal conviction
- FCA obtains High Court judgment against unauthorised mortgage brokers
If you’d like to know more about how we can help you with your compliance arrangements, or any other regulatory compliance issues, our specialist team is here to help.
Contact us today on 0207 436 0630 or email info@thistleinitiatives.co.uk.