Here's an overview of our monthly compliance and enforcement updates:
- FCA Proposes Regulatory Approach for Overseas Funds: Enhancing Consumer Protections and Choice
- Personal investment firms that give bad advice to hold capital for redress
- Sustainability disclosure and labelling regime confirmed by the FCA
If you’d like to know more about how we can help you with your compliance arrangements, or any other regulatory compliance issues, our specialist team is here to help.
Contact us today on 0207 436 0630 or email info@thistleinitiatives.co.uk.