Compliance and Enforcement Newsletter - March 2023
Mar 30, 2023 10:40:19 AM
Here's an overview of our monthly compliance and enforcement updates:
- FCA starts court process to recover money for investors
- FCA takes action against unregistered crypto ATM operators in Leeds
- FCA to distribute funds to consumers following enforcement
against unlawful CFD forex trading business
- Financial Conduct Authority to tackle competition problems
with the trade data market
- FCA takes further action against unregistered crypto ATMs
in East London
How can we help you?
If you’d like to know more about how we can help you with your compliance arrangements, or any other regulatory compliance issues, our specialist team is here to help.
Contact us today on 0207 436 0630 or email info@thistleinitiatives.co.uk.