Financial Services Compliance Blog - Thistle Initiatives

Investments Monthly Newsletter - June 2024

Written by Alex Paschalis | Jun 28, 2024 11:38:39 AM

Welcome to our monthly newsletter, your go-to resource for the latest insights and developments in the world of investments. In this edition, we cover a range of topics, from fundraising trends to regulatory proposals, providing valuable perspectives for investors and industry professionals alike.

Here's an overview of our updates:

- FCA Publication: Consumer Duty – information for firms

- FCA Publication: Our ambitious agenda for UK asset management

- Financial Ombudsman Service (FOS) Publication: Proactively settled complaints to continue

- FCA Publication: FCA keeps trading apps under review over gaming concerns


How can we help you?

If you’d like to know more about how we can help you with your Investments arrangements, or any other regulatory compliance issues, our specialist team is here to help.

Contact us today on 0207 436 0630 or email info@thistleinitiatives.co.uk.