Investments Newsletter - December 2023
Dec 31, 2023 3:57:00 PM
Here's an overview of our monthly investments updates:
- FCA publishes final report on IFPR Implementation Observations
- Expectations of firms offering fractional shares to retail investors
- Recruit, Change or Terminate an Appointed Representative
- Personal Investment Firms: Strengthening Prudential Requirements for Redress
How can we help you?
If you’d like to know more about how we can help you with your Investments arrangements, or any other regulatory compliance issues, our specialist team is here to help.
Contact us today on 0207 436 0630 or email info@thistleinitiatives.co.uk.