Applications

Meeting the threshold conditions does not have to be daunting or difficult. Your subject matter expert will assist you to navigate the twists and turns on the road to FCA registration, or authorisation

Need FCA approval to change control in your firm or of a target firm? We aim to have the application deemed 'complete' as quickly as possible. Making the process to change faster

When you want to change or add to your regulated activities, we can advise and provide hands-on support through the whole variation of permission process. Including fielding follow-ups from the FCA

We are here on your journey to authorisation, helping you onboard with the principal by providing support. From providing the right documentation, to assisting to complete submission forms, interview preparation and answering follow-up questions

If you have appointed, or are looking to appoint an AR, we understand the responsibilities and can perform due diligence on prospective ARs and assist with ongoing monitoring and oversight of appointed ARs

Registering for supervision under the money laundering regulations is a compliance requirement for the majority of financial services businesses. We will help you provide the detailed and accurate information expected by the FCA

The Senior Management & Certification Regime (and its many processes and requirements) applies to many regulated firms. The FCA requests comprehensive records for senior managers, so our systems for record-keeping are critical

Applying to be a principal member of either Visa and Mastercard can be a rigorous process. We can help prepare operational procedures to take the stress out of the application